Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA AMG provides comment to multiple agencies to express its concern that the U.S. and Europe may no longer pursue synchronized phase-in of their respective margin requirements for uncleared swaps.S IFMA AMG believes that synchronization of uncleared swap margin implementation has been (and continues to be) key to avoid causing disparate harm to market participants, including mutual funds, pension funds and other financial end-users whose investments are managed by asset managers.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…