SIFMA provided comments to Chair Mary Jo White of the U.S. Securities and Exchange Commission (SEC), requesting an amendment to Rule 15c2-12 as well as additional guidance.
See also:
SEC Rule 15c2-12: Continuing Disclosure
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
SIFMA AMG provided comments to the U.S. Commodity Futures Trading Commission (CFTC) on their withdrawal and proposal of a new…
SIFMA provided comments to the U.S. Department of Justice, National Security Division on the proposed rulemaking concerning bulk data transfers…
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