Back to Submissions

Letters

Standards for Covered Clearing Agencies

Summary

SIFMA AMG and the Investment Company Institute (ICI) provided comments to the Securities and Exchange Commission (SEC) to amend Rule 17Ad-22 and add Rule 17Ab2-2, under the Securities Exchange Act of 1934. The Proposed Rule would establish standards for the operation and governance of registered clearing agencies that meet the definition of a covered clearing agency.

See also:
Standards for Covered Clearing Agencies

PDF

Date

12

May

2016

More Submissions

Type:

Cboe Exchange v. SEC

Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…