Comments to SEC on Regulatory Initiatives for Shortening the Settlement Cycle

Summary

SIFMA and the Investment Company Institute (ICI) provide comments to the Securities and Exchange Commission (SEC) in support of shortened settlement cycles for equities, corporate and municipal bonds, unit investment trusts, and financial instruments comprised of these products traded on the secondary market.

See also:
White paper on shortening the settlement cycle: The Move to T+2

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Letters

Comments to SEC on Regulatory Initiatives for Shortening the Settlement Cycle

Summary

Related Committee(s)

Date

Letters

Comments to SEC on Regulatory Initiatives for Shortening the Settlement Cycle

Summary

Related Committee(s)

Date

More Submissions

Type:

Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)

Type:

Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)

Type:

Notice of Proposed Rulemaking on AML/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements (SIFMA and SIFMA AMG)