Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on more contemporaneous trade price information through a new central transparency platform, MSRB Notice 2013-02. SIFMA and its members support the concept of transparency and have been very supportive of some the MSRB’s past transparency initiatives, such as the MSRB’s Electronic Municipal Market Access (EMMA) website. However SIFMA has some specific concerns about the benefits of these proposals relative to the costs and burdens they will impose upon the regulated entities.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…