Comments on the Draft Reporting Template for Scope 1 and Scope 2 GHG Emissions Pursuant to SB 253
SIFMA provided comments to California Air Resources Board (CARB) to inform the implementation of the Climate Corporate Data Accountability Act,…
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on ways to facilitate and increase investor use of BrokerCheck information, FINRA Regulatory Notice 12-10. SIFMA believes that the information maintained in BrokerCheck must be accurate, clear, concise, and relevant to the investor, and must be balanced against member firms’ and their employees’ legitimate privacy interests, and expectations of fairness and balance.
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Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants (SIFMA and ISDA)
SIFMA and ISDA submitted comments to the CFTC on its proposed Revisions to Business Conduct and Swap Documentation Requirements for…
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Shanda Games Limited v. Monk
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether the rebuttable fraud-on-the-market presumption for establishing reliance in…