Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to Municipal Securities Rulemaking Board (MSRB) G-17 Fair Dealing Interpretive Notice for Underwriters, SR-MSRB-2011-09. While SIFMA strongly supports the MSRB’s efforts to provide guidance on the application of Rule G-17 to underwriters, SIFMA reiterates its concern over the timing of this proposal and urges the MSRB to take additional time to address certain flaws in the amended proposal.