Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and the Futures Industry Association (FIA) provide supplemental comments to the Commodity Futures Trading Commission (CFTC) on the designation of a chief compliance officer for futures commission merchants (FCMs), swap dealers (SDs), and major swap participants (MSPs). RIN 3038-AC96. The proposals would implement certain requirements included in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) that amend the Commodity Exchange Act (the CEA). The groups’ additional observations and recommendations supplement those provided to the CFTC in their joint letter of January 18, 2011.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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