Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
The Arbitration Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA’s) proposed amendments to rules related to the option to choose an all public arbitration panel, File No. SR-FINRA-2010-053. SIFMA’s observations and recommendations include: 1) expanding the Public Arbitrator Pilot Program; 2) increasing the perception of fairness; and 3) preserving safeguards for individual brokers.
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Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
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Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…