Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
The Arbitration Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA’s) proposed amendments to rules related to the option to choose an all public arbitration panel, File No. SR-FINRA-2010-053. SIFMA’s observations and recommendations include: 1) expanding the Public Arbitrator Pilot Program; 2) increasing the perception of fairness; and 3) preserving safeguards for individual brokers.
More Submissions
Type:
TMPG Consultative White Paper and Proposed Best Practice Recommendations for US Treasury Repo Risk Management (SIFMA AMG)
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…