Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Summary
SIFMA, the Loan Syndications and Trading Association (LSTA), and the Structured Finance Industry Group (SFIG) provide comments in response to the joint Further Notice of Proposed Rulemaking, 78 Fed. Reg. 57928 (FNPRM), concerning risk retention and the implementation of Section 941 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act).
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Type:
FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Type:
Sundaram v. Freshworks
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether a plaintiff seeking damages for alleged material omissions in the…