Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
SIFMA as part of the Active Financing Working Group provides comments to the U.S. Secretary of Treasury on the inclusion of an immediate extension of the Subpart F rules applicable to financial services business income in any stimulus legislation. The groups believe a failure to extend the active financial services rules would have negative implications for manufacturing and financial services sectors.
More Submissions
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Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
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FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).