Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA provides comments to the Employee Benefit Security Administration (EBSA) of the U.S. Department of Labor (DOL) on cross-trading policies and procedures interim final rule, 72 Fed. Reg, 6473, Feb. 12, 2007. SIFMA requests that the final regulation provide additional guidance on certain requirements of the interim rule, including the mitigation of conflicts; and that the Department address certain requirements of the statutory exemption. SIFMA urges DOL to reconsider certain conditions in the interim rule, including the requirement of identify the compliance officer by name; and to adopt a pooled fund rule to implement consent requirements of the exemption.
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…