Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Summary
SIFMA provides comments to the Federal Deposit Insurance Corporation (FDIC) on the proposed rulemaking that would implement certain orderly liquidation authority provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). SIFMA addresses the dilemma of Too Big To Fail (TBTF) and gives observations and recommendation relating to the proposed rule.
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Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
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Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…