Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
SIFMA and SIFMA’s Asset Management Group (AMG) provide follow-up comments the Brockton, Mass. City Council opposing the use of eminent domain to seize securitized mortgage loans that are underwater or delinquent. Brockton City Council is considering forming a working group to examine the feasibility of the proposal. The groups share their views and a recent joint trade letter sent to the Federal Housing Finance Agency (FHFA).
More Submissions
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Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
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FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).