SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposals by NYSE Arca, Inc. and NYSE MKT, LLC (the Exchanges) to establish fixed dates on which rates changes can be applied to the Exchanges’ respective Options Regulatory Fees (ORF). SIFMA strongly supports these changes and urges the SEC to approve the proposals. Furthermore, SIFMA believes that the SEC should require that the same schedules and notice requirements be adopted by all U.S. options exchanges.
SIFMA, Alliance for Digital Innovation, American Bankers Association (ABA), American Public Power Association, Bank Policy Institute (BPI), Business Roundtable, Business…
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…