Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposals by NYSE Arca, Inc. and NYSE MKT, LLC (the Exchanges) to establish fixed dates on which rates changes can be applied to the Exchanges’ respective Options Regulatory Fees (ORF). SIFMA strongly supports these changes and urges the SEC to approve the proposals. Furthermore, SIFMA believes that the SEC should require that the same schedules and notice requirements be adopted by all U.S. options exchanges.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…