In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Court:
U.S. Court of Appeals
(First Circuit)
Amicus Issue:
Whether financial advisors have fiduciary duty obligations that require investment managers to take control of customer accounts in complete disregard of both the express choices of a wealthy and sophisticated client, and express contractual constraints limiting the advisor’s discretion.
Counsel of Record:
Skadden, Arps, Slate, Meagher & Flom LLP
Eben P. Colby
Marley Ann Brumme
Nicole D. Pacheco
Other Amici:
None.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…