Amicus & Litigation Advisory Committee
SIFMA's Litigation Advisory Committee files amicus curiae legal briefs on behalf of SIFMA in cases that raise significant policy issues affecting financial markets or common practices within the financial services industry.
The Committee maintains a robust amicus program through regular participation in court cases that raise significant policy issues affecting financial markets or common practices within the financial services industry.
They file amicus curiae legal briefs on behalf of SIFMA in cases that may establish precedents that increase litigation risk and costs for our members, and that promote industry standards, customs and practices. Interface and leverage with other trade associations in amicus filings.
They also prepare and file comment letters, legal analyses and other work product, and otherwise advocate industry positions on litigation-related issues. Lastly, they provide guidance to SIFMA in filing lawsuits in SIFMA’s name to seek injunctive, declaratory and other relief on behalf of SIFMA member firms.
Court Case Filings
Missouri Securities Division: ESG Rules
- Final Judgment | Press Release (October 18, 2024)
- Order | Press Release (August 14, 2024)
- Complaint | Press Release (August 10, 2023)
Department of Labor: Fiduciary Rule
- Complaint | Press Release (June 28, 2024)
- Final Judgment Press Release (March 15, 2018)
- Complaint | Press Release (June 2, 2016)
SEC: Temporary Condition Exemption for Municipal Advisors
- Press Release (August 14, 2020)
CFTC: Position Limits Rule
- Complaint | Petition for Review (December 2, 2011)
