Podcast: Are CCAR Shocks to the Trading Book Plausible?

Published on:
September 19, 2019
By:
  • Kenneth E. Bentsen, Jr.

A decade ago, the Federal Reserve implemented the Comprehensive Capital Analysis and Review (CCAR) process as part of its stress testing framework to assess and regulate capital sufficiency at large bank holding companies. A new study released by SIFMA uses statistical analysis of stress testing scenarios to answer a simple question: does the available evidence indicate that the current Global Market Shock (GMS) and Large Counterparty Default (LCD) shocks from recent CCAR cycles are plausible?

In this podcast, SIFMA president and CEO, Kenneth E. Bentsen, Jr. discusses the study’s analysis and findings with Joseph Seidel, SIFMA’s Chief Operating Officer; Carter McDowell, SIFMA’s Associate General Counsel and Managing Director; and Coryann Stefansson, Senior Advisor to SIFMA.

For more on prudential regulation and its effect on the capital markets, visit www.sifma.org/prudential.

Details

More Content

  • Pennsylvania + Wall
    Mar 06, 2026

    Understanding Securities Ownership in the United States

    SIFMA's Steve Byron explains how securities ownership works in the U.S., highlighting investor rights, broker-dealer safeguards, and market protections.
  • Press Releases
    Mar 05, 2026

    Joint Trades Statement on FAQs on the Capital Treatment of Tokenized Securities

    Financial industry groups welcome U.S. FAQs on tokenized securities and call for further clarity on bank capital treatment of digital assets.
  • Pennsylvania + Wall
    Mar 04, 2026

    Regulating Wallet Providers: Focus on Functions, Not Technology

    SIFMA's Peter Ryan and Micah Smith explain how a functional framework for blockchain wallet providers can help protect investors while supporting digital asset innovation.

Get the latest trends, stats, and research on financial markets and securities.