Testimony of Marc E. Lackritz, President, Securities Industry Association – Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry

SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.

SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.