*Testimony

SIFMA on Proposed Investment Advice Regulations and Proposed Investment Advice Class Exemption

Published on:
October 21, 2008

This is the testimony delivered by William E. Ryan, Executive Legal Officer at Morgan Stanley, on behalf of SIFMA. He writes that SIFMA supports the Department of Labor’s proposed investment advice initiatives and class exemption.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.