Robinhood Financial, LLC v. Massachusetts Securities Division, et al.
Published on:
May 21, 2021
Committee:
Court:
Massachusetts Superior Court
Amicus Issue:
Whether application of the Massachusetts fiduciary rule is limited, as is SEC Regulation Best Interest, to account type and securities recommendations, or whether it extends far more broadly to encompass unsolicited, self-directed securities transactions.
Counsel of Record:
Goodwin Proctor LLP
Jaime A. Santos
Edwina Clarke
Other Amici:
None.