New York Stock Exchange LLC, et al. v. Securities and Exchange Commission
Published on:
April 19, 2021
Committee:
Court:
U.S. Court of Appeals (D.C. Circuit)
Amicus Issue:
Whether companies that are affiliates of, but separate from, national securities exchanges are subject to SEC jurisdiction as “facilities of an exchange” under Section 3(a)(2) of the Exchange Act when they provide wireless connectivity services.
Counsel of Record:
Cadwalader, Wickersham & Taft LLP
Jason M. Halper
Steven Lofchie
Charles A. Munn
Hyungjoo Han
Other Amici:
FIA Principal Traders Group