Cboe Exchange v. SEC

Court:

U.S. Court of Appeals

(Seventh Circuit)

Amicus Issue:

Whether the SEC properly denied CBOE’s proposed rule to reclassify order execution management systems (OEMSs) under the Exchange parent’s common control as not a “facility” of the Exchange, as defined under the Exchange Act.

Counsel of Record:

Stradley Ronon Stevens & Young, LLP

Frederic M. Krieger

Samantha K. Krasker

Mark M. Attar

Steven D. Feldman

Susan E. Sidd

Other Amici:

None.