Aliberti v. UBS Financial Services

Published on:
March 11, 2019

Court:

Massachusetts Supreme Court

Amicus Issue:

Whether a broker-dealer owes a fiduciary duty to the beneficiary of an Individual Retirement Account (IRA).

Counsel of Record:

Katten Muchin Rosenman LLP

David Goldberg

Susan Light

Christian Kemnitz

William C. Pericak

Robert T. Smith

Mary C. Fleming

Other Amici:

None

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.