March 15-18, 2015
JW Marriott Desert Ridge Phoenix, AZ
Registration Now Open! Join your colleagues at the premier event for financial services compliance and legal professionals.
Thursday, February 12, 2015
SIFMA's FINRA Disciplinary Hearings Forum is a half-day interactive program that will provide valuable insights and practice tips both for lawyers experienced in FINRA proceedings and those new to the forum.
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Discover how the financial industry is sparking economic growth and job creation in communities like yours.
A round of applause to SIFMA Member Firms for leading the way in financial education and capital markets literacy across the US in 2014. Thank you to all of our volunteers!
Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.