SIFMA Compliance and Legal Society



Featured Event

circles luncheon

C&L Society Monthly Luncheon

December 13, 2016

New York, NY

Join us at the monthly luncheon featuring Marc Wyatt, Director of the Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission. Mr. Wyatt will discuss the current state of the OCIE’s National Examination Program.

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2017 C&L Society Denver Regional Seminar

January 26, 2017

Lone Tree, CO

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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2017 C&L Society Annual Seminar

March 19-22, 2017

San Diego, CA

SIFMA's Compliance & Legal Society's Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry.


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