August 6, 2014
San Francisco, CA
This one day program features discussions on the changing face of AML, the SEC & FINRA exam priorities and more.
2014 SIFMA Compliance & Legal Society Membership is now open!
September 22, 2014
This one day seminar will feature presentations by leading securities regulators and industry professionals.
SIFMA Compliance and Legal Society committees.
Join the SIFMA Compliance and Legal Society. Find out about member benefits.
SIFMA Compliance and Legal Society events.
SIFMA Compliance and Legal Society resources.
SIFMA Compliance and Legal Society members only.
SIFMA Compliance and Legal Society contact information.
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Contact us at firstname.lastname@example.org or 212.313.1230.
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A round of applause to SIFMA Member Firms for leading the way in financial education and capital markets literacy across the US this spring. Thank you to all of our volunteers!
Meet with your colleagues in Professional Societies to share best practices, attend educational seminars and engage in peer-to-peer networking.