SIFMA Compliance and Legal Society



Featured Event

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C&L Society San Francisco Regional Seminar

August 4, 2016

Charles Schwab Conference Center, San Francisco, CA

This one day seminar will feature presentations by leading securities regulators and industry professionals.

C&L Society Charlotte Regional Seminar

C&L Society Charlotte Regional Seminar

September 19, 2016

The Ritz-Carlton, Charlotte, NC

This one day seminar will feature presentations by leading securities regulators and industry professionals.


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