November 2, 2016
Marriott Marquis, New York, NY
This one day seminar will feature presentations by leading securities regulators and industry professionals. CLE credits will be offered.
March 19-22, 2017
From our renowned key-notes speakers to our in-depth breakout sessions and networking opportunities, hear what the C&L Annual Seminar can offer you.
SIFMA Compliance and Legal Society committees.
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SIFMA Compliance and Legal Society events.
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Discover how the financial industry is sparking economic growth and job creation in communities like yours.
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Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.