October 26, 2015
SIFMA Conference Center
A unique opportunity to hear from FINRA leadership and to network.
October 23, 2015
RBC Wealth Management, Minneapolis, MN
Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar.
November 2, 2015
Marriott Marquis, New York, NY
This one day seminar will feature presentations by leading securities regulators and industry professionals.
March 13-16, 2016
Hilton Orlando Bonnet Creek, Orlando, FL
The SIFMA C&L Society's 48th Annual Seminar is the premier event for Financial Services compliance and legal professionals, and features over 65 informative panels.Read more
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