SIFMA Compliance and Legal Society

Featured Event

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C&L Society Monthly Luncheon

October 28, 2016

Harvard Club, New York, NY

Join us at the monthly luncheon featuring Andy Blocker, Executive Vice President, Public Policy & Advocacy at SIFMA. Andy will provide insights on the expected outcome of the 2016 Presidential election.


C&L Society Chicago Breakfast

November 4, 2016

Chicago, IL

Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar.

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C&L Society New York Regional Seminar

November 2, 2016

Marriott Marquis, New York, NY

This one day seminar will feature presentations by leading securities regulators and industry professionals. CLE credits will be offered. 


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