October 28, 2016
Harvard Club, New York, NY
Join us at the monthly luncheon featuring Andy Blocker, Executive Vice President, Public Policy & Advocacy at SIFMA. Andy will provide insights on the expected outcome of the 2016 Presidential election.
November 4, 2016
Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar.
November 2, 2016
Marriott Marquis, New York, NY
This one day seminar will feature presentations by leading securities regulators and industry professionals. CLE credits will be offered.
SIFMA Compliance and Legal Society committees.
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SIFMA Compliance and Legal Society events.
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