SIFMA Compliance and Legal Society



Featured Event

C&L Monthly Luncheon

C&L Monthly Luncheon

September 22, 2015

Harvard Club, New York, NY

Please join the C&L Society Diversity & Inclusion Luncheon hosted at the Harvard Club on September 22nd.

C&L Chicago Breakfast

C&L Chicago Breakfast

September 25, 2015

CBOE Conference Center, Chicago, IL

Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar at the CBOE Conference Center in Chicago, Illinois.

Compliance and Legal Society Charlotte Regional Seminar

C&L Charlotte Regional Seminar

September 28, 2015

The Ritz-Carlton, Charlotte, NC

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Compliance and Legal Society New York Regional Seminar

C&L New York Regional Seminar

November 2, 2015

Marriott Marquis, New York, NY

This one day seminar will feature presentations by leading securities regulators and industry professionals.


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