SIFMA Compliance and Legal Society



Featured Event

CL Annual Seminar 2015

C&L Annual Seminar

March 15-18, 2015

JW Marriott Desert Ridge Phoenix, AZ

Registration Now Open! Join your colleagues at the premier event for financial services compliance and legal professionals.

FINRA Disciplinary Hearings Forum

FINRA Disciplinary Hearings Forum

Thursday, February 12, 2015

SIFMA's FINRA Disciplinary Hearings Forum is a half-day interactive program that will provide valuable insights and practice tips both for lawyers experienced in FINRA proceedings and those new to the forum.


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