SIFMA Compliance and Legal Society



Featured Event

Monthly Luncheon

C&L San Francisco Regional Seminar

August 06, 2015

Charles Schwab Conference Center, San Francisco, CA

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Compliance and Legal Society Charlotte Regional Seminar

C&L Charlotte Regional Seminar

September 28, 2015

The Ritz-Carlton, Charlotte, NC

This one day seminar will feature presentations by leading securities regulators and industry professionals.


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