SIFMA Compliance and Legal Society

Featured Event

IAS Regulatory Update Seminar

IAS Regulatory Update Seminar

December 5, 2014

8:00am - 4:00pm

SIFMA Conference Center, 120 Broadway, 2nd Floor New York, NY 10271

The SIFMA Internal Auditor’s Society invites members of the C&L Society to attend the 12/5 Regulatory Update Seminar, where they can hear an update from FINRA and the SEC, and updates on Anti-Money Laundering and Current Compliance Issues.

CL Annual Seminar 2015

C&L Annual Seminar

March 15-18, 2015

JW Marriott Desert Ridge Phoenix, AZ

Registration Now Open! Join your colleagues at the premier event for financial services compliance and legal professionals.

Join the Compliance and Legal Society

Join the Compliance and Legal Society

2014 Membership

2014 SIFMA Compliance & Legal Society Membership is now open!


Learn How ›

Market Data