SIFMA Compliance and Legal Society



Featured Event

C&L Society Charlotte Regional Seminar

C&L Society Charlotte Regional Seminar

September 19, 2016

The Ritz-Carlton, Charlotte, NC

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Harvard Club

C&L Society Monthly Luncheon

September 13, 2016

Harvard Club, New York, NY

Join us at the monthly luncheon featuring Insights from the Supreme Court's Affirmative Action Case Fisher v UT Austin. 

CL Luncheon

C&L Society Toronto Breakfast

September 16, 2016

BMO Capital Markets, Toronto, ON

Join the SIFMA Compliance & Legal Society for their first event in Canada! Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day seminar.

Why You Should Attend SIFMA’s 2017 C&L Annual Seminar

Why You Should Attend SIFMA's 2017 C&L Annual Seminar

March 19-22

From our renowned key-notes speakers to our in-depth breakout sessions and networking opportunities, hear what the C&L Annual Seminar can offer you.


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