SIFMA Compliance & Legal Society: Future Leaders

The next generation of compliance and legal professionals in the financial industry.

About the SIFMA Compliance & Legal Society: Future Leaders

The SIFMA Compliance & Legal Society, through its Future Leaders initiative, connects individuals who are new to the industry and those that are rising in their careers with those that aim to mentor, sponsor, and develop the next generation of leaders. The members leading our Future Leaders initiative look to what is next for the industry, bringing together resources, sourcing content, and planning forward-looking events.

Create a profile to join our community today. You’ll receive updates on key industry developments in the monthly C&L Society Update and be the first to hear about our latest offerings.

Webinars and Events

Connect with your peers for information sharing, collaboration, and networking at a Future Leaders event. Events have been held in St. Louis, Charlotte, and New York City as well as virtually. We cover professional development topics, including the path to senior management, leadership, mentoring, and sponsorship, as well as evolving industry topics such as privacy and artificial intelligence in fintech.

Explore our upcoming webinars and virtual events, watch on-demand content, and earn CLE credit.

Chairs & Members

Noël Barnes

Commonwealth Financial Network

Mahlet Ayalew

JPMorgan

Brian Boxler

Rockefeller Capital Management

Omaira Crane

Deutsche Bank

Adam Creedon

Fidelity Investments

Joe Earnhardt

Charles Schwab

John Elrod

Guggenheim Securities, LLC

Erin Fair

Bank of America Merrill Lynch

Mojan Foroutan

Interactive Brokers

Romy Frankel

Barclays

Chad Gamradt

Ameriprise

Kyu Kang

UBS

Adam Kavan

Empower

Carol Lee

Cetera Financial Group

Alicia Malik

LPL Financial

Margalit Moche

Citizens Bank

Ayumi Noda

Morgan Stanley

Tiffany Phillips

Goldman Sachs & Co. LLC

Emily Pierce

RBC

Matt Scaletta

The Northern Trust Company

John Schoemehl

Wells Fargo

Mary Treanor

TD

Dominic Valentino

Oppenheimer

Christopher Wiegand

Raymond James

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