In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Issue
Equity Market Structure→
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the proposed large trader reporting system, Release No. 34-61908; File No. S7-10-10. In addition to the proposed large trader reporting system, the SEC has also proposed a comprehensive consolidated audit trail for National Market System (NMS) securities. SIFMA believes there is a overlap between the two proposals, including considerable redundancy.
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Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…