HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
U.S. Court of Appeals
(D.C. Circuit)
Amicus Issue:
Whether it would be proper to sever the minimum tick-size amendments to Rule 612 from the amendments to the access fee cap in Rule 610 given the SEC’s acknowledgment that a sub-penny tick cannot be implemented without a modification to the existing access fee cap.
Counsel of Record:
Sidley Austin LLP
Daniel J. Feith
Charles A. Sommers
Other Amici:
None
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…