Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Summary
Court:
U.S. Court of Appeals
(D.C. Circuit)
Amicus Issue:
Whether it would be proper to sever the minimum tick-size amendments to Rule 612 from the amendments to the access fee cap in Rule 610 given the SEC’s acknowledgment that a sub-penny tick cannot be implemented without a modification to the existing access fee cap.
Counsel of Record:
Sidley Austin LLP
Daniel J. Feith
Charles A. Sommers
Other Amici:
None
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Type:
Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
Type:
Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…