Nasdaq and Cboe v. SEC

Published on:
January 17, 2025

Court:

U.S. Court of Appeals

(D.C. Circuit)

Amicus Issue:

Whether it would be proper to sever the minimum tick-size amendments to Rule 612 from the amendments to the access fee cap in Rule 610 given the SEC’s acknowledgment that a sub-penny tick cannot be implemented without a modification to the existing access fee cap.

Counsel of Record:

Sidley Austin LLP

Daniel J. Feith

Charles A. Sommers

Other Amici:

None

Details

Download

More Content

  • Letters
    May 19, 2026

    CFTC-SEC Harmonization

  • Letters
    May 19, 2026

    Amendments to Electronic Submission Requirements for Security-based Swap Dealer Valuation Dispute Reports and ANE Exception Notices

    SIFMA comments on the SEC’s proposed FOCUS Report amendments, highlighting concerns with new electronic submission requirements.
  • Letters
    May 18, 2026

    Definition of Equity Security

    SIFMA comments on SEC Rule 3a11-1 proposal, urging tailored equity security definitions and expert market consideration.

Get the latest trends, stats, and research on financial markets and securities.