Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
Court:
Ohio Supreme Court
Amicus Issue:
Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting statute, consistent with Boyd v. Kingdom Trust Co., 2018 Ohio 3156, where the alleged aiding and abetting activity involves nothing more that providing usual and customary brokerage/banking services.
Counsel of Record:
Bricker Graydon LLP
Brodi J. Conover
Ryan L. Richardson
Other Amici:
None.
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Australia Public Country-by-Country Reporting Regime
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Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…