Anti-Money Laundering Suggested Due Diligence Practices for Hedge Funds
SIFMA’s Anti-Money Laundering and Financial Crimes Committee has, since 2001, worked with both the regulators and the securities industry to address anti-money laundering (AML) regulatory and legislative issues, as well as to foster a broker-dealer’s compliance with its AML responsibilities in a way that is both effective and efficient.
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- Market Practices and Model DocumentationJul 30, 2026
Treasury Clearing Documentation
To provide market efficiency, particularly as more entities come into the clearing ecosystem, SIFMA has convened representatives from both the buy- and sell-side in working groups to develop market standard documentation. Market standard documentation for the “Done-With” model is now available. The “Done-Away” model will require changes to market structure. As part of our efforts, SIFMA’s working groups will identify those needs.
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More Content
- Market Practices and Model DocumentationJul 30, 2026
Treasury Clearing Documentation
To provide market efficiency, particularly as more entities come into the clearing ecosystem, SIFMA has convened representatives from both the buy- and sell-side in working groups to develop market standard documentation. Market standard documentation for the “Done-With” model is now available. The “Done-Away” model will require changes to market structure. As part of our efforts, SIFMA’s working groups will identify those needs.