SIFMA’s CAT Concerns: Podcast with Ellen Greene
Published on:
October 18, 2020
Committee:
In this podcast with FTF News, SIFMA’s Ellen Greene, Managing Director, Equity and Options Market Structure, discusses the Consolidated Audit Trail (CAT) and SIFMA’s concerns over data security within the CAT. She also provides updates on CAT reporting, ways in which the COVID-19 pandemic has complicated efforts among the firms in scope for the regulations, and the current situation between SIFMA and the SROs over the legal liability of CAT data breaches.
