*Letters

TBMA Submits Comments to the SEC on Trade Submission Requirements

Published on:
February 28, 2005

The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC)on a proposal by the Government Securities Division (GSD) of the Fixed Income Clearing Corporation (FICC) that would require the submission to FICC of eligible transactions conducted by certain non-member affiliates of FICC members and would prohibit certain practices. While TBMA supports the rule, TBMA recommends clarification and review of exclusions; and offers other observations and recommendations.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association in 2006.

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