TBMA Submits Comments to the SEC on the Regulation of Exchanges and Alternative Trading Systems
Published on:
July 28, 1998
The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposed regulation of alternative trading systems (ATS), File No. S7-12-98-18. TBMAbelieves the Commission must proceed with extreme care to ensure any new proposed regulatory structure does not unintentionally impede the very innovation it seeks to foster.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.