*Letters

TBMA Submits Comments to the SEC on the NASD’s Mark-Up Policy

Published on:
December 16, 1998

The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) onproposed interpretation of the application of the National Association of Securities Dealers (NASD’s) mark-up policy to transactions in government and other debt securities, File No. SR-NASD-97-61. TBMA believes that the
wouldprovide market participants with useful guidance, if its recommendations were to be incorporated.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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