*Letters

The Definition of Solicitation

Published on:
January 10, 2006
Committee:

The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on a proposed interpretation of the definition of solicitation under Municipal Securities Rulemaking Board Rules G-37 and G-38, File No. SR-MSRB-2005-11.  TBMA shares its concerns that the proposed interpretation conflicts with the MSRB’s prior interpretations of this term.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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