*Letters

TBMA Submits Comments to the SEC on Self-Regulatory Organization Governance

Published on:
March 8, 2005

The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on a proposal relating to self-regulatory organization (SRO) governance and transparency, and an SRO Concept Release, File No. S7-39-04, File No. S7-40-04.  TBMA believes the SEC’s rulemaking proposal contradicts framework of self-regulation, and that the role of active broker-dealers add a great deal of expertise to the self-regulation process.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association in 2006.

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