*Letters

TBMA Submits Comments to the SEC on Proposed Amendment to Best Execution Rule

Published on:
November 16, 2005

The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC)on proposed Amendment No. 4 concerning National Association of Securities Dealers, Inc. (NASD) Rule 2320(a)governing “Best Execution,” File No. SR-NASD-2004-026. TBMA recommends the SEC not approve the proposal unless the SEC clarifies how the proposal applies to the bond market.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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