TBMA Submits Comments to the NASD on TRACE Reporting

Published on:
December 13, 2005

The Bond Market Association (TBMA)* provides comments to the National Association of Securities Dealers, Inc. (NASD)on a NASD notice to members onTrade Reporting and Compliance Engine (TRACE) reportingof transactions connected with options and swaps, NASD Notice to Members 05-77. TBMA offers its observations and recommendations for the proposal.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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