TBMA and ASF Submit Comments to the SEC on Certification Requirements for Principal Executive Officers and Principal Financial Officers

Published on:
August 19, 2002

The Bond Market Association (TBMA) and the American Securitization Forum (ASF) provide comments to the Securities and Exchange Commission (SEC) on proposed rules regarding specialized certification requirements for a company’s quarterly and annual reports by its principal executive officers and principal financial officers. The groups focus their observations and recommendations on the proposed rules as they relate to asset-backed securities.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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