*Letters

Proposal to Develop the Comprehensive Automated Risk Data System (CARDS)

Published on:
July 1, 2014
Committee:

SIFMA provides supplemental comments to he Financial Industry Regulatory Authority (FINRA) on the concept proposal by FINRA to develop the CARDS concept. SIFMA previously filed a comment letter on the concept proposal that discusses a range of significant concerns that SIFMA has with the CARDS concept.

March 21, 2014 Comment Letter:

SIFMA Submits Comments to FINRA on Developing the Comprehensive Automated Risk Data System (CARDS)

Related Rule Filing:

Regulatory Notice 13-42 – FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System

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