*Letters

The Lucas Amendment to H.R. 238: Language to Clarify Exemptions from Swap Rules

Published on:
January 12, 2017
Committee:

SIFMA and other associations provided a joint trade letter to US House of Representatives in support of the Lucas amendment to H.R. 238, which includes language to clarify exemptions from swap rules, as well as requirements for reporting, risk management, and anti-evasion as it relates to such transactions.

Associations:

American Bankers Association

Financial Services Forum

Financial Services Roundtable

Futures Industry Association

Institute of International Bankers

International Swaps and Derivatives Association

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.