*Letters

DOL Final Investment Advice Rules

Published on:
March 4, 2009

SIFMA provides comments to the U.S. Department of Labor (DOL) relating to the provision for investment advice to participants in individual account plans and Individual Retirement Accounts (IRAs). The final rules provide additional guidance on the statutory exemption enacted as part of the Pension Protection Act of 2006 and they ensure that participants in defined contribution plans and IRAs will have access to objective and cost-effective advice over the course of their careers.

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