*Letters

Use of Computer Models on Individual Retirement Accounts

Published on:
January 31, 2007
Issue:

SIFMA provides comments to the Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor (DOL) relating to computer models for the provision of investment advice to Individual Retirement Accounts (IRAs).  DOL issued a Request for Information (RFI) to complete its required review of computer models for investment advice under Section 601 of the Pension Protection Act of 2006 (PPA). SIFMA responds to the DOL request with information based on the experience and expertise of its members.

Details

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.