Proposed Changes to the Annual Information Return/Reports, Form 5500
Published on:
December 27, 2006
SIFMA submits comments to the Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor (DOL) relating to a proposed revision to the Annual Information Return/Reports (Form 5500), RIN 1210-AB06. SIFMA supplements comments previously sent by one of its predecessor organizations, the Securities Industry Association (SIA), noting that the proposed Schedule C changes would require the reporting of commissions and fees paid to non-discretionary brokers and soft dollars received by investment managers.