*Letters

H.R. 1090

Published on:
October 29, 2015
Issue:

SIFMA provided comments to the U.S. House of Representatives on the passage of H.R. 1090, the Retail Investor Protection Act, which would require the Securities Exchange Commission (SEC) to take the first action in establishing a uniform fiduciary standard. SIFMA has long supported the SEC moving forward to establish a uniform best interests standard for broker-dealers and registered investment advisors when providing personalized investment advice.

See also:

H.R.1090 – Retail Investor Protection Act

SIFMA Comment Letter to the HFSC

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