*Letters

FINRA’s Arbitrator Definition

Published on:
July 25, 2014

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Financial Industry Regulatory Authority’s (FINRA) proposed rule change regarding the definitions of non-public and public arbitrator.

Related Notice:

SEC Release No. 34-72491; File No. SR-FINRA-2014-028, Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator (June 27, 2014)

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