*Letters

FINRA Rule 4210 to Establish Margin Requirements in the TBA Market

Published on:
February 11, 2016
Committee:

SIFMA provides comments to the Securities and Exchange Commission (SEC) in response to SR-FINRA-2015-036, a proposal by FINRA to amend FINRA Rule 4210 to establish margin requirements for transactions in the “to-be-announced” (TBA) market.

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Prepared with the Assistance of:

Cadwalader, Wickersham & Taft LLP

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