*Letters

Receipt of Account Statements

Published on:
November 3, 2006

The Operations Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on the receipt of account statements, File No. SR-NASD-2006-066.  The National Association of Securities Dealers, Inc,. (NASD) proposed rule change would allow institutional customers conducting a Delivery versus Payment and Receive versus Payment (DVP/RVP) business to elect not to receive account statements. SIFMA fully supports the proposal and urges the SEC to grant prompt approval.

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