*Letters

The CBOE’s Proposal on Option Orders Tied to Stock Orders

Published on:
December 16, 2013
Committees:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Chicago Board Options Exchange (CBOE) filing to amend Rule 6.53, regarding option orders that are tied to stock orders, File No. SR-CBOE-2013-107.

While supportive of the CBOE’s efforts to enhance their surveillance, SIFMA believes the changes proposed require additional clarity, which should be incorporated into the rule, prior to the SEC’s consideration of it.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.