*Letters

The 1934 Act and FINRA Rule 0180

Published on:
February 2, 2017
Submitted to:
Securities and Exchange Commission (SEC)
Submitted by:
SIFMA
Issue:
Committee:

SIFMA provided comment to the Securities and Exchange Commission (SEC) supporting extensions of temporary relief regarding the treatment of SBS as securities as it relates to the ’34 Act and FINRA Rule 0180.

See also:

82 Fed. Reg. 8467 (Jan. 25, 2017)

82 Fed. Reg. 3824 (Jan. 12, 2017)

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